Quantcast
Channel: FSB – RegTechFS
Browsing all 30 articles
Browse latest View live

G20 update for 2013: from Russia, with love?

The G20 has released its latest progress report following a 15-16 February summit in Moscow – the first meeting under the Russian presidency of the G20. This meeting largely focused on the direction...

View Article



The LEI: between a ROC and hard decisions

As the global method of identifying entities and their ownership structures, the Legal Entity Identifier forms a central part of the G20’s crisis-prevention toolbox. After a few chaotic years of LEI...

View Article

Will an EU interim identifier be available in time for EMIR reporting?

The newly formed LEI ‘Regulatory Oversight Committee’ (ROC) has released its first progress note. In the time between its formation, the election of members and the handover from the Financial...

View Article

Important step for EDTF: Investors call for banks to adopt recommendations

The work of the FSB’s Enhanced Disclosures Task Force (EDTF) has been taken relatively lightly until now.  But evidence is growing stronger of the effect that disclosures have on investor decisions,...

View Article

The LEI: From interim identifiers to a global standard

Recently, CFTC Commissioner Scott O’Malia issued a blistering condemnation of the lack of data standards within financial services regulation: “the Commission told the industry what information to...

View Article


INSEE approved as first French pre-LOU

INSEE has now gone live as the first French pre-LOU able to issue pre-LEIs. Details can be found on their website here (in French) . Translation below: The G20 has approved the unique device for...

View Article

Where is the evidence? G20 ministers hail success of FSB Data Gaps...

http://t.co/LLB2Sm9O0Y

View Article

One step forward or two steps back? FSB reports on implementation of global...

On 2 September 2013, the Financial Stability Board (FSB) published the sixth of its semi-annual comprehensive progress reports on over-the-counter (OTC) derivatives reform, as per the agenda of the...

View Article


The cost of implementing the LEI: CDOs under the gun?

A big theme present at a big industry data conference earlier this month was how firms were approaching the BCBS’s standards on risk data aggregation as well as the implementation of the regulatory...

View Article


The OTC mirage: As deadlines near, global trade reporting follies emerge

JWG analysis. With the 12 February EMIR trade reporting deadline just around the corner, the atmosphere in the derivatives industry suggests just as much turmoil as ever. Issues surrounding LEI...

View Article

Risk management failings: beyond the “Whale”

Multiple risk management failings, resulting in high profile fines and exposing the ineptitude of boards in understanding the complex risks, coupled with poor internal controls and assessment findings,...

View Article

A summary of the FSB’s attempt at shadow banking reform

JWG analysis. On 12 November 2015, the Financial Stability Board (FSB) published its Overview of Progress on Transforming Shadow Banking into Resilient Market-based Finance. In response to the G20...

View Article

Risk management failings: beyond the “Whale”

Multiple risk management failings, resulting in high profile fines and exposing the ineptitude of boards in understanding the complex risks, coupled with poor internal controls and assessment findings,...

View Article


RegDelta alert no 6: HKMA issuance of recovery planning guidelines

JWG analysis. Last month (20 June), the Hong Kong Monetary Authority issued a new Supervisory Policy Manual (SPM) on the topic of recovery planning (Module RE-1: Recovery Planning) following a...

View Article

Six years on from the financial crisis… where have we got to and where do we...

JWG analysis. Financial regulation remains as complex as ever. Complex new niches such as shadow banking, Fintech, and Over-the-Counter Derivatives, and the increasing interconnectedness of Financial...

View Article


Jurisdictions lacking the tools for shadow banking oversight

On 25 May, the Financial Stability Board (FSB) reported on jurisdictional progress in implementing their policy framework for strengthening oversight and regulation of shadow banking entities. Shadow...

View Article

Banks still pose the risk of being “too big to fail”

On 18 August 2016, the Financial Stability Board (FSB) published two final guidance papers for authorities and firms as part of the agenda to end the “too big to fail” risk. Some progress is being...

View Article


What next for SFTs after SFTR? – Article 29(3) report

The Securities Financing Transitions Regulation (SFTR) has been introduced in the light of the G20’s agenda to address concerns of the build-up of leverage and pro-cyclicality which can be caused by...

View Article

The LEI: From interim identifiers to a global standard

Recently, CFTC Commissioner Scott O’Malia issued a blistering condemnation of the lack of data standards within financial services regulation: “the Commission told the industry what information to...

View Article

INSEE approved as first French pre-LOU

INSEE has now gone live as the first French pre-LOU able to issue pre-LEIs. Details can be found on their website here (in French) . Translation below: The G20 has approved the unique device for...

View Article
Browsing all 30 articles
Browse latest View live




Latest Images